Nanophysics

Contents

Nanophysics. 1

Course outline. 1

Pre-requisites. 1

Part 1: Introduction. 2

Part 2: Structure and stability of nanoparticles and nanoclusters. 2

Part 3: Electrons in confinement. 3

Part 4: Nanoplasmonics. 3

Part 5: Nanoelectronics. 4

Supplementary materials. 5

Problem sheets. 5

Recommended books. 5

Web reference materials: 5

Part 1: introduction. 5

Part 2: Structure and stability of nanoparticles and nanoclusters. 5

Part 3: Electrons in confinement. 5

Part 4: Nanoplasmonics. 6

Part 5: Nanoelectronics. 6

 

 

Course outline

*starred content, only conclusion is examinable

Pre-requisites

 

Quantum mechanics (QMI and QMII): 

De Broglie Wavelength of Matter

Heisenberg uncertainty principle,

Schrodinger equation and its solutions for

Infinite Square well potential,

Simple harmonic oscillator

Central field potential such as coulomb potential in hydrogen atoms,

Pauli Exclusion Principle, Origin of periodic table of elements

Fermi’s golden rule, transition matrix element for interaction with light absorption         

 

Part 1: Introduction

Introduction to Nanoscale and Nanophysics

                Study of physical laws behind the phenomena at nanoscale

                Nanoscale is the crossover of bulk-like effect and atomic like effect, strong

                Size dependence expected for many physical properties

 

Scaling law and its breakdown

Scaling laws show the physical properties as a function of size

The breakdown is either because the physics behind the law is no long valid or the

materials parameters are no longer size-invariant.  The breakdown can be characterized

by characteristic energy or characteristic length

Characteristic energy (thermal energy ~kT)

                                Characteristic length (depends on the physical property concerned)

                More examples throughout the course

 

Nanofabrication (additional research required, question 2 of Week 3-4 problem sheet)

                Top-down approach: fabrication of nanostructure by cutting bulk materials into

desired structure

                Bottom up approach: fabrication of nanostructure by assembling pre-existing

building blocks

 

Nanocharacterization (additional research required)*

                Far field techniques: diffraction limited resolution

240px-Icosahedron_svg                Near field technique

 

Part 2: Structure and stability of nanoparticles and nanoclusters

Surface effect in nanosystem

Estimate of surface-to-volume ratio, huge surface area of finely divided matter.

Surface energy of nanoparticles, broken bond model for crystalline materials

Scaling laws of melting temperature of nanoparticles*

 

Minimization of surface energies

                Spherical liquid drop

                Faceted crystallites due to surface energy anisotropy (Truncated octahedron)

Non-crystalline faceted packing (decahedron and icosahedrons)

 

Nanoclusters and magic number effects

Electronic origins of magic number effect

                                Electronic shell model, analogy of multi-electron atoms (periodic table structure

of elements) and multi-nucleon nuclei.

Geometric origin of magic number effect

Closed surface layers in compact nanoparticles (noble gas clusters and large alkali

metal clusters), different magic number sequence for different nanostructures

Closed shell structure (carbon nanoclusters such as C60, C70, C60 and carbon nanotube)

 

Part 3: Electrons in confinement

Review of Electrons in Solids

Many interacting particle nature of electrons in solid state*

Quantum independent particle approximation*

Classical independent particle approximation (Drude metals)

 

Low dimensional systems

Definitions:

Quantum Well: electron wavefunction is confined in one direction

Quantum wires: electron wavefunction confined in two directions

Quantum dots: electron wave functions confined in all three directions.

Density of states (DOS) of independent particles in 3D, 2D, 1D and 0D materials

                Shell structure of the electron energy levels, origin of electronic magic numbers

 

Review of Semiconductor Physics

Nearly free electron systems: distinction of metals, semiconductors and insulators

Envelope approximation for electrons at the bottom of the conduction band and holes at the

top of the valence band of a two band model, Concept of effective mass*

Absorption and luminescence

                                Interband transition and intraband transition, matrix element

 

Low dimensional semiconductors

                Reduced Mass and Joint density of states

                Selection rule for interband transitions in semiconducting quantum wells:

   for (envelope) wavefunctions (Week7 problem)

                Selection rule for intraband (or intersubband) transitions in semiconducting quantum wells:

  for (envelope) wavefunctions (Week7 problem)

                Application: wavelength tunable solid state lasers based on quantum nanostructure.

 

Excitons

Definition: A bound state of an electron and a hole in a semiconductor or an insulator and

     can be produced by exciting electrons from the valence band.  It is an example

                                  of failure of independent particle approximation due to the neglect of the

                                  strong coulomb interaction

Hydrogenic model:

Can model exciton in the same way as electrons in a hydrogenic atom, except the

bare coulomb interaction is reduced by dielectric screening of the ions and the mass

of the particles is replaced by the reduced mass of exciton, with corresponding

effects on the binding energy and orbital size

Exciton confinement:

Weak, intermediate and strong, depending on the competition between space

confinement and Coulomb confinement

 

Part 4: Nanoplasmonics

Review of electrodynamics

Wave equations for light in vacuum as well as in a dielectric media

Dielectric function,

Definition,

Model function for optical response of free electron metals (Drude model)

Lorentz oscillator model for interband transition

Non-Drude like optical response in metals, semiconductors and insulators

(Question in week 7)

Bulk Plasmon

Definition: longitudinal collective charge oscillation about its equilibrium position

Volume Plasmon energy

for undampled free electron metals

In general, given by the condition for bulk Plasmon:

                .  

Relation to optical property of metals

 

Dipole Plasmon in a nanoparticle:

Definition:

Uniform displacement of valence electron charge density in a sphere

Dipole plasmon energy

for an undamped free electron metal sphere,

reduced from bulk value due to depolarization factor

                                In general system, given by the condition for exciting dipole Plasmon in a sphere:

                                                .

                                In deformed sphere, different dipole plasmon energies along different axes

due to difference in depolarization factors

Applications:

                Nanoscale metal inclusion in glass

Strong light scattering at plasmon resonance can be used to induce dichrotic

colors in glass (Roman Lycurgus cup, stained glass etc.)

            Plasmonics

the concentration and transport of light energy in sub-wavelength structure

 

Part 5: Nanoelectronics

Review of charge transport in solids

                Drude model of conduction of free electron by diffusive scattering,

drift velocity, phase velocity, mean free path for inelastic scattering

                Semi-classical theory of conduction by diffusive scattering, phase velocity = Fermi velocity

 

Characteristic lengths for novel conduction mechanisms

                Mean free path for inelastic scattering below which Ballistic conduction may occur

resistivity is independent of the length of the system

De Broglie Wavelength below which the system acts as a waveguide for the wavefunction,

quantum conductance per 1D wavefunction

 

Tunnelling and STM*

                Tunnelling possible when the insulating gap is the same order as the decay length of

electron waves inside the gap

                Tunnelling current is exponentially dependent on gap distance, resulting in a highly

sensitive control of the gap distance, used in scanning tunnelling microscopy

to detect the electronic distribution.

                Tunnelling rate is also proportional to the available of electrons in the emitting

materials and the empty states in the receiving material. 

The differential of tunnelling current as a function of bias voltage gives the

local density of states of electrons (Scanning Tunnelling Spectroscopy).

                Example, direct imaging of spatial distribution and energy levels of electrons confined

within an artificial corral.

 

Coulomb blockade and single electron transistor*

                Operation of a field effect transistor

Charging energy in nanostructure

                Lifetime of single charge and minimum tunnelling resistance

                Operation and application of single electron transistor

 

Supplementary materials (ppt files)

Pdf files of ppt for

Lecture 1: Introduction

Lecture 2: Nanocharacterization

 

Problem sheets

 

Recommended books

Charles Kittel ‘Introduction to Solid State Physics’, Wiley 2004

Edward L. Wolf ‘Nanophysics and Nanotechnology’, Wiley-VCH 2006

Gabor L. Hornyak, Joydeep Dutta, Harry F. Tibbals and Anil K. Rao ‘Introduction to Nanoscience’, CRC Press

Bart Van Zeghbroeck, Principles of Semiconductor Devices, Colarado University

Web reference materials:

Part 1: introduction

Power of ten  http://micro.magnet.fsu.edu/primer/java/scienceopticsu/powersof10/index.html

Richard P Feynman, “There’s plenty of room at the bottom”, in Miniaturization, edited by H.D. Gilbert (Reinhold, New York, 1961)  http://www.its.caltech.edu/~feynman/plenty.html

Feynman’s prize http://www.quniverse.sk/buzek/zaujimave/p257_s.pdf

Zettl’s nanomotor http://www.physics.berkeley.edu/research/zettl/projects/NEMS.html

Part 2: Structure and stability of nanoparticles and nanoclusters

T.P.Martin (1996) ‘Shells of Atoms’, Physics Report, 273, p199-241

Part 3: Electrons in confinement

Luminescence of quantum dots: http://www.youtube.com/watch?v=ohJ0DL2_HGs

Red emitting quantum well laser http://www.astro.cf.ac.uk/research/pm/researchareas/?page=red

Part 4: Nanoplasmonics

 

Part 5: Nanoelectronics

Single electron transistor  http://physicsworld.com/cws/article/print/1420