1 A declarative account of deletion phenomena in English phonetics and phonology. Deletion is a process invoked in almost all phonologies. However, the growing research paradigm of Declarative Phonology (DP) (eg. Bird 1995, Coleman 1995) is formally more constrained than traditional phonologies, and rejects the use of deletion as a valid process in phonological accounts. The proposed research considers whether deletion is a necessary process in a DP account of spoken English, or whether apparent instances of deletion can be dealt with by a more sophisticated view of phonetic interpretation. It draws on DP, and also on the current trend in phonetic analysis towards detailed, non-segmental descriptions of phonetic material. The Department of Language & Linguistic Science has proven expertise in both these fields (Kelly & Local 1989; Ogden 1995a, b), and has successfully produced a speech synthesis system which employs both a declarative phonology and non-segmental phonetic interpretation (Coleman 1992; Local 1992; Ogden 1992). The specific aims and objectives of the research are: (i) to provide a non-destructive account of deletion phenomena in declarative phonology (ii) to provide thorough, detailed and novel phonetic descriptions of reduced forms of spoken British English; (iii) to provide a constraint-based account of naturally occurring speech which integrates declarative phonology with non-segmental phonetic descriptions. Background Coleman (1995a: 354) describes Declarative Phonology as a phonology which makes use of four independent constraints, parallel to those found in syntactic formalisms such as HPSG or GPSG: 1. structural constraints (eg. constraints on syllable, lexical, metrical, morpheme structure) 2. constraints on the linear order of sister constituents 3. constraints on the set of phonological units 4. a set of principles of phonetic interpretation which serve as a constraint on the semantics of the phonological formalism. In order to implement these constraints, two mechanisms are used: unification, and structure building. Many operations that are standardly treated as structure-changing can be reanalysed as structure-building. Unification is a well understood technique which has definable logical properties and parsing mechanisms. Thus declarative phonological analyses are computationally testable. Furthermore, although frameworks such as HPSG have relatively well-developed accounts of syntactic and semantic data, they have as yet only sketchy phonological and phonetic components. Therefore work on phonetic and phonological material will help determine whether the phonological component can truly be integrated into HPSG signs. Deletion The constraint that deletion is not allowed is of particular relevance to phonology, since it is a commonly invoked structure-changing operation. Furthermore, deletion is a procedure that is commonly invoked in all kinds of linguistic analyses. Traditionally citation forms provide the basis of the underlying phonological representation of words (Chomsky and Halle, 1968; Linell, 1977; Lass, 1984; Giegerich 1994), including function (closed-class) words. To relate casual (or reduced) and citation forms of any given lexical item, it is usual to formulate rules in terms of potentially destructive processes such as reduction, elision, deletion. Since citation forms typically contain more phonetic material than the casual forms, the derivational rules that link the two are necessarily destructive. The examples given below (from Jones 1960, Brown 1977, and Manuel et al, 1992) illustrate: citation casual informal description of rule hav v deletion of h; reduction of a frm frm frm reduction of ; deletion of vowel wIl l possible loss of syllabicity; deletion of wI spt spt deletion of vowel INklud Nklud deletion of vowel IfDekUdbi fTekbI reduction and deletion of vowels; deletion of consonants; loss of voicing in dental fricative On a formal level, there is no distinction to be drawn between elision, reduction and deletion; all involve rules which remove information, and which are not permissible in declarative phonology. As is clear from the examples above, using citation forms gives rise to accounts which necessarily make extensive use of deletion, although this particular process is named differently in different theories (eg. delinking in autosegmental phonology). Deletiondespite its plausibilityraises problems at a number of levels: (1) Linguistic-perceptual: If material is deleted, how are listeners able to reconstruct what words have been said? How can listeners unravel the signal and know what the underlying citation forms might be, given an input which contains less phonetic information than the citation form? Klatt (1989) argues that deletions are a serious problem for any theory of speech perception and speech recognition. (2) Acoustic phonetic: Deletion should result in a phonetic signal lacking in large amounts of useful information. However, recent research (eg. Kelly & Local 1989; Manuel 1992; Simpson 1992; Hawkins & Slater 1994; Manuel 1995) shows that this assumption is questionable: there is phonetic detail present in speech which is not readily apparent in any cursory examination which imposes a small number of categories on to the material, thus suggesting phonetic simplicity which may be illusory. (3) Formal-computational: Rule formalisms that allow deletion may lead to undecidable grammars. Grammars with deletion are of the class of unrestricted rewrite systems, and are thus completely unconstrained. If all we can say about a grammar of a natural language is that it is an unrestricted rewriting system, we have said nothing of any interest, Chomsky (1963: 360). Phonetic detail The fact that phonetic interpretation in DP serves as a constraint on the semantics of the phonological formalism makes abstraction in the phonology unproblematic; all phonological representations must be given a phonetic interpretation. In general, however, research in declarative phonology has not relied on much original phonetic observation, but has tended instead to recast procedural phonological analyses in declarative terms (eg. Klein 1993, Scobbie 1993). The output of the phonology is still commonly represented as a string of broad phonetic symbols. The result of this is that although the phonological formalism is more constrained, the nature of the phonic data is generally not questioned, and the phonetic substance remains largely unaccounted for (but see Coleman 1995b, where original phonetic observations are made on Berber). According to Colemans criteria, then, one of the main constraints of DP (number 4 above) is not currently being properly exploited. The proposed research will integrate phonetic observation with a declarative phonological analysis. The particular aspects of declarative phonology that this research will investigate are: the claim that phonological processes can be accounted for by structure building rules only the phonetic interpretation of phonological categories in British English. Current research suggests that there are at least three ways in which cases of deletion could be re-analysed: (1) parametric reorganisation; (2) observation of fine phonetic detail; (3) suppletive allomorphy. 1. The phonological structure remains unchanged; it is the phonetic interpretation which changes through the temporal reorganisation of phonetic parameters. This proposal for dealing with deletion has already been made in the DP literature (Bird & Klein 1990; Coleman 1992. It relies crucially on the understanding that phonetic interpretation provides not just parameter values, but also values which describe the mutual temporal phasing of phonetic parameters (Ogden 1992, 1995b; Local & Ogden 1994); and that any phonological term can be given varying phonetic interpretations depending on structural context. In this way, Coleman (1992) accounts for cases of vowel deletion and reduction in unstressed English prefixes, claiming instead that the vocalic gesture and the consonantal gesture are co-extensive in time in syllables where a vowel has apparently been deleted. In the articulatory domain, Browman & Goldstein (1992) show that contextual variation of phonetic units can be accounted for by underspecification and temporal overlap. The notion of phonetic reorganisation therefore makes extensive use of the co-production model (eg. Fowler 1977). This treatment of deletion is relatively easily tested, since it predicts that the missing phonetic parameter is not missing, but that it appears elsewhere. This model of temporal interpretation has already been computationally implemented (Local & Ogden 1994), and been shown to produce successful synthesis of fast forms for English. 2. There is fine phonetic detail that has typically been ignored as not essential to phoneme identification (Hawkins 1995: 20). According to this view, deletion appears not because there is actually material deleted, but because the phonetic observation and generalisation are not at a fine enough level. In other words, the apparent deletion is a product of the symbols which are used to make a transcription that serves as the basis for phonological analysis. Furthermore, these symbols may not in fact capture the phonetically most significant feature. This appears to be particularly true for closed-class items. This line has been pursued by eg. Manuel et al. (1992), Manuel (1995), a consideration of reduced forms of /D/ in American English, Zsiga (1995), a discussion of the articulation of various sounds of English more generally allotted to /S/, and Simpson (1992) who considers, among other things, the phonetic characteristics of pronouns in Suffolk English. According to this view, phonetic description should be made at a more refined level than has so far been the case. This view is entirely compatible with that put forward in (1). 3. Forms which are phonetically very different should be accounted for by suppletion. This view is espoused by Kaisse (1985). The relation between eg [wUd] and [d] must, according to conventional interpretations, involve deletion rules; furthermore these rules are not productive, but apply to only a few closed-class items, and even then sporadically (eg. the rule that deletes [w] in would does not apply to was). Kaisses solution is to say that forms like [wUd] and [d] are suppletive allomorphs; but then the onus is on the analyst to state the conditions under which each allomorph might occur; and it is unclear according to this view why the two allomorphs should have anything at all in common, since other suppletive allomorphs (eg. go and went) have no phonetic resemblance. If none of the above should prove possible for a given piece of data, then there is only one choice left: 4. Deletion has to be accepted as a possible phonological operation. From the point of view of declarative phonology, this view is the most challenging one. If it turns out that none of the other strategies above is tenable, and deletion has to be accepted as a possible phonological operation, then declarative phonology would suffer a severe blow. However, the problems with deletion identified above remain. Research questions The specific questions which will be addressed include: 1. Can apparent instances of deletion be explained by variability in phonetic interpretation? 2. Can apparent instances of deletion be accounted for by considering hitherto ignored fine phonetic detail? 3. Do apparent instances of deletion have to be accounted for by appeal to suppletive allomorphy? 4. Is deletion a necessary process in phonological theory? Data Data will be taken from the MARSEC, a database of spoken English funded by the ESRC, Grant No. R000 23 3380 (Roach et al. 1993). The accent of all the speakers recorded in the database is RP, or close to RP. Material in the database has been tagged at a number of different levels of linguistic description, including dictionary pronunciation and grammatical tag. The majority of the recordings on the database come from radio broadcasts, and in all the recorded material amounts to six hours worth. MARSEC has several advantages: the quality of the recordings is high it provides natural material it contains material from a wide range of speakers it contains material in a wide range of speech styles As a result, we will be able to consider whether deletion processes occur at different rates and to differing degrees with different speakers. Both auditory and acoustic analysis will be possible. The speech can be said to be representative of a cross-section of British English speakers, rather than an idealisation. Analysis methods 1. The first task will be to find suitable instances of deletion phenomena. There are essentially two important deletion sites which we shall consider: (a) grammatical contexts (such as articles, pronoun+auxiliary) (b) metrically weak positions in polysyllabic lexical items. Preliminary work carried out shows that this work can be done relatively quickly and efficiently by using UNIX search mechanisms on the text files that accompany the audio files on MARSEC. 2. The main work will be that of analysis. This falls into three separate areas. (a) Detailed auditory phonetic observation and transcription using the IPA (b) accompanied by quantitative acoustic corroboration. In particular, parametric phonetic observations will be made, with particular attention to parameters such as formant frequency, voicing, nasalisation, voice quality, fundamental frequency, and the relative phasing of these and other parameters cf. Kelly & Local (1989). MARSEC files will be read into the XWAVES package, allowing a wide range of analysis techniques to be used. (c) Phonological analysis of the phonetic observations. The main part of the analysis work will be to consider how a phonological analysis can be made of the phonetic observations that have been made. The phonological analysis will follow the guidelines suggested in Kelly & Local (1989: 99ff): parsimony ie. minimising the number of phonological primitives) system-symmetry ie. looking for and eliciting symmetry in phonological systems which are established. a strict demarcation between phonetics and phonology. viewing the phonetics-phonology relation as non-derivational but declarative. parametric interpretation of phonetic material variable-domain interpretation of phonetic features over all kinds of domains, and not just segment- sized pieces accepting that phonetic parameters are of variable relevance depending on the place in the statement congruent level interpretation: relating the phonetic detail to various levels of linguistic analysis, in this case to syntactic, morphological or metrical levels polysystemic interpretation of material ie. in terms of several systems rather than one overall system. Expected outputs At the phonetic level, the investigation will provide researchers with phonetically detailed and rich descriptions of spontaneously produced English in traditional terms of auditory (impressionistic) phonetic classification as well as in acoustic terms. Thus knowledge of spoken British English will be expanded. The phonetic observations will be in at such a level of detail as to allow for the implementation of results in speech synthesis. Naturalness is one of the enduring problems in the computational synthesis of speech, and the improvement of synthetic speech would increase the quality of life for people who use speech synthesisers. At the phonological level, the research will deepen understanding of declarative and non-segmental, non- linear phonology. The research will also shed new light on the relation between phoneticsparticularly the phonetics of spontaneous speechand phonology. It is also possible that the research into the phonological description of the pronominal and auxiliary system may prompt a reassessment of the syntax-phonology interface. The research could profitably inform those areas of linguistics which also have to deal with the zero category, such as research which seeks to establish whether the absence of a given feature indicates deletion, or some other mechanism in the grammar, eg. variationist analyses of competing grammatical systems, in which the different weighting of phonological vs. syntactic constraints on variable features (eg. /s/ ~ // in plural marking) is taken to be an indicator of the underlying grammar. There are a number of journals suitable for disseminating this kind of work, such as Phonology, Journal of Phonetics, Phonetica, Speech and Language. Findings of the research will also be reported progressively through York Papers in Linguistics and the research papers of the Department of Language & Linguistic Science at the University of York. The research findings will also be disseminated at conferences. References: Bird, Steven (1995): Computational Phonology: A Constraint-Based Approach, Studies in Natural Language Processing. Cambridge: Cambridge University Press Bird, Steven and Ewan Klein (1990). Phonological events. Journal of Linguistics, 26, 33-56. Browman & Goldstein (1992): Targetless schwa: an articulatory analysis. In G J Docherty & D R Ladd (eds): Papers in laboratory Phonology II: Gesture, Segment, Prosody.Cambridge: CUP. Brown, Gillian (1977): Listening to English. Harlow: Longmans. Chomsky, N (1963): Formal Properties of Grammars. In R. D. Luce, R. R. Bush and E. Galanter (eds.): Handbook of Mathematical Psychology 2, New York: John Wiley, 323-418. Chomsky, N & M. Halle (1968): The sound Pattern of English. 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